SFC Type 1 (No Restriction)

The Hong Kong SFC ordinance outlined 11 different type of activities in which require license to operate. "Dealing with Securities" is Type 1 activity, requiring a SFC Type 1 license. The SFC further divide these Type 1 qualifiers by applying different type of condition to restrict certain activities. For example, it is possible for a company to obtain a Type 1 license and dealing with securities without 'holding' (have custody) on the assets they are dealing.

It is, however, possible for Type 1 license company to have no conditions. It typically means the company can engage all types of investors, from regular retail level investors to professional investors.

Lion Rock Analytics had shortlisted Type 1 licensee that have no 'condition'.

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SFC Type 1 with No Restriction

HSBC Broking Securities (Hong Kong) Limited

AAA529

http://www.hsbc.com.hk/broking

Rifa Securities Limited

AAA537

http://www.rffg.com.hk

Chong Hing Securities Limited

AAA806

http://www.chsec.com.hk

Great Honest Investment Company Limited

AAA854

Seekers Markets Limited

AAA994

MoneyMore Securities Limited

AAB291

http://www.malahon.com

Winfull Securities Limited

AAB709

Winner International Securities Limited

AAB856

http://www.hkifsgroup.com

OCBC Securities Brokerage (Hong Kong) Limited

AAC106

http://www.ocbcsb.com.hk

Wocom Securities Limited

AAC230

http://www.wocom.com.hk

Everbright Securities Digital Finance (HK) Limited

AAC483

http://www.ebshkdirect.com

VMS Securities Limited

AAC621

Sanfull Securities Limited

AAC648

http://www.sanfull.com

JS Cresvale Capital Limited

AAC753

http://www.jscresvale.com.hk

Corporate Brokers Limited

AAC806

http://www.cblhk.com

Pasay Stock and Shares Limited

AAC846

Tai Yip Stock Company Limited

AAC867

CS Wealth Securities Limited

AAD244

http://www.cswsec.com.hk

Henyep Securities Limited

AAD534

http://www.hotrade.com.hk

Hooray Securities Limited

AAD967

http://www.hooraysec.com

Kwai Hung Securities Company Limited

AAE052

http://www.kwaihung.com.hk

Alpha Securities Company Limited

AAE226

Kwan Yick Securities (International) Limited

AAE271

Public Financial Securities Limited

AAE431

Public Bank (Hong Kong) Limited

AAE468

Taiping Securities (HK) Co Limited

AAE494

http://www.tpfh.cntaiping.com/tc

Tung Tak Securities (HK) Company Limited

AAE666

Tsun Chi Yuen Securities Company Limited

AAE763

Solid King Securities Limited

AAF969

Ban Hin Securities Company Limited

AAK655

Bloomyears Limited

AAK877

http://bloomyears.com.hk

Lehin Securities Limited

AAU941

State Street Bank and Trust Company

AAV561

Celetio Investments Limited

AAV727

http://www.celetio.com.hk

China Pacific Securities Limited

AAV931

KEB Hana Bank

AAW095

S W Woo And Company Limited

AAW287

Kwong Fat Hong (Securities) Limited

AAW619

Christfund Securities Limited

AAY133

http://www.christfund.com

Public Securities Limited

AAZ165

http://www.publicsec.com.hk

Po Lee Securities Limited

AAZ886

Taifair Securities Limited

ABD126

Hong Kong Stock Link Securities Limited

ABD608

http://www.hongkongstocklink.com.hk

Win Wong Securities Limited

ABE941

http://www.winwong.com

Megabase Securities Limited

ABF140

Wings Securities (HK) Limited

ABF920

http://www.crf.com.hk

Hip Hing Securities Limited

ABG338

Wellfull Securities Company Limited

ABH544

http://www.wellfullsec.com

Chee Tak Securities Limited

ABH583

Kingston Securities Limited

ABL789

http://www.kingston.com.hk